CFTC
SEC nears settlement with financial services firms over WhatsApp
The latest settlement is likely to see firms finalising deals that would include an admission of wrongdoing and commitment to fixing the issues
Goldman Sachs to pay $5.5m to settle charges over pandemic-era audio records
The failures to comply with record-keeping rules for swap dealers relate to the investment banks’ staff communications during the Covid-19 pandemic
3 min read
Goldman Sachs settles swaps business probe after paying $15m
Bank’s swaps dealer priced derivatives in terms that put clients at a disadvantage, CFTC says
2 min read
SEC’s Gary Gensler warns lawmakers not to undermine wider markets with crypto rules
New legislation to regulate crypto markets could inadvertently undermine broader market regulations that already exist, Gensler told the WSJ CFO Network Summit
2 min read
CFTC’s Rostin Behnam: Regulators need to act collectively on digital assets
The CFTC has used its authority to ‘ambitiously and aggressively’ regulate digital asset where it can
3 min read
